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Securities Arbitration
Even sophisticated investors often benefit from professional advice and services offered by securities broker/dealers. When these professionals fail to render proper advice and service, the investor is likely to suffer a serious loss of wealth that could have been avoided.

Badgley Mullins Law Group represent clients in proceedings before the National Association of Securities Dealers (NASD) and the American Arbitration Association (AAA) in Washington and other states within the U.S. Some of our attorneys are active members of the Public Investors Arbitration Bar Association (PIABA).

Our attorneys regularly represent investors in claims against stock brokerage firms and stockbrokers in cases involving claims of fraud, churning, suitability, negligence, negligent supervision, breach of contract, margin violations and unauthorized trading. We have handled cases involving a wide range of investment vehicles, including stocks, bonds, mutual funds and employee stock options.

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