Practice Areas

Antitrust Litigation and Advice Commercial Litigation Construction Injury Corporate Investigations Elder Abuse Employment Disputes | Severance Negotiation Insurance Coverage Disputes Intellectual Property Disputes and Litigation Mediation and Arbitration Probate and Estate Litigation Product Liability Professional Negligence and Malpractice Real Estate Litigation Securities Arbitration and Litigation Serious Injury | Wrongful Death Tax Litigation Traumatic Brain Injury Wage and Hours Disputes White Collar Crime Avoidance and Defense
securities litigation attorneysL to R: Don Mullins, Dan Rogers, Mark Trivett

Securities Litigation | Arbitration

Seattle-based Badgley Mullins Turner, PLLC, has a national practice in Securities Litigation and Arbitration

Legal claims against brokers and brokerage institutions may involve allegations of negligence, breach of fiduciary duty, fraud, breach of contract, misrepresentation, investment suitability, lack of diversification, margin violations, churning, failure to execute orders and the failure to supervise.

Our attorneys have represented clients in proceedings before the Financial Industry Regulatory Authority (FINRA), formerly known as the National Association of Securities Dealers (NASD), and the American Arbitration Association (AAA) in Washington, California, Texas, Florida, New York, and Washington D.C. Co-founding partner Donald H. Mullins is a member of the Public Investors Arbitration Bar Association. Don also serves as a FINRA arbitrator.

When investment professionals fail to render careful advice, an investor's assets may become vulnerable and may sustain significant losses.

Securities litigation and arbitration matters are complex. If you believe you have a securities issue, turn to a law firm experienced in handling securities litigation claims. Contact Badgley Mullins Turner, PLLC, to discuss a no obligation, initial case evaluation.


Badgley Mullins Turner, PLLC, is Pre-eminent (highest) rated by Martindale Hubbell for legal ethics and ability, given to only 4% of the nation's law firms. Co-founding partner Don Mullins is a member of the prestigious American College of Trial Lawyers — an organization whose members are among the best litigators in the country.

Meet Our Team >

Daniel A. Rogers Wesley G. Foreman Mark A. Trivett Donald H. Mullins Duncan C. Turner


AV PREEMINENT, Martindale Hubbell


Sometimes, neither mediation nor arbitration is the best option. When litigation is the best choice, you want the best attorneys.

Badgley Mullins Turner, PLLC, attorneys have extensive experience trying cases in:

  • State and Federal Courts
  • U.S. Tax Court
  • U.S. Court of Federal Claims
  • U.S. Bankruptcy Court
  • Appeals Courts


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