Seattle Securities Arbitration and Litigation Attorneys
Many investors depend on the assistance of licensed securities brokers and securities firms when deciding where to invest hard-earned assets and income. When doing so, investors entrust significant portions of their assets to financial professionals.
Investors Rely on Brokers' Integrity
Even experienced investors seek professional advice and services offered by securities brokers and brokerage institutions. When investment professionals fail to render careful advice an investor's assets become vulnerable and may sustain significant losses.
Legal Claims: Negligence, Breach of Fiduciary Duty, Misrepresentation
Legal claims against brokers and brokerage institutions may involve allegations of negligence, breach of fiduciary duty, fraud, breach of contract, misrepresentation, investment suitability, lack of diversification, margin violations, churning, failure to execute orders and the failure to supervise.
Badgley ~ Mullins Law Group's Securities Litigation Practice
Badgley ~ Mullins Law Group is a Seattle-based litigation firm with a law practice that is national in scope. Attorneys of Badgley ~ Mullins have represented clients in proceedings before the National Association of Securities Dealers (NASD), now known as the Financial Industry Regulatory Authority (FINRA), and the American Arbitration Association (AAA) in Washington, California, Texas, Florida, New York, and Washington D.C. Additionally, Donald H. Mullins is a member of the Public Investors Arbitration Bar Association and also serves as a FINRA arbitrator.
Available for Consultation concerning Broker Misconduct
Contact a lawyer at the Seattle law offices of Badgley ~ Mullins Law Group to schedule a no-obligation consultation regarding broker dealer liability, investor fraud or for more information regarding methods to resolve securities disputes.
